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Brian H. Smith

Chief Financial Officer

Brian H. Smith has 29 years of experience in the accounting and finance spaces, and holds the FINRA Series 7, 9, 10, 24, 27, 63, 65, & 82 licenses.

He has been the Chief Financial Officer for three broker dealers and four registered investment advisor firms, as well as for firms in many other industries.

He has experience in financial statement reporting, operations, process improvement, project management, trading, compliance, and supervision.